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Water
and livelihoods
Author:
Stef Smits, February 2005
Quality assurance:
Patrick Moriarty, Jo Smet & Sandy Cairncross
Abstract
People require water for a
wide range of activities essential to their
livelihoods, including both domestic (drinking,
washing, cooking and sanitation) and productive
needs (vegetable gardening, livestock, brewing beer,
brick making, etc). Supplying water for these
different needs can contribute to poverty
alleviation. However, formal domestic water services
often fail to address these different water needs in
an integrated way. They typically focus only on the
health benefits and not on the other livelihood
impacts water can bring. The discrepancy between the
needs of people and the design and management of
water services leads to a number of problems,
particularly by failing to capitalize on the
benefits that catering to multiple needs can bring,
and sometimes jeopardizing the sustainability of
water services. This fact sheet illustrates these
issues on the basis of a number of case studies. It
also presents an alternative approach to the
provision of water services in an integrated way
based on peoples’ livelihoods.
Policies
and practices on water and poverty in South
Africa
Current
water services policy in South Africa aims to
contribute to poverty alleviation through 1) the
delivery of (free) basic water services and
2) the promotion of
higher levels of water service that
will support economic development and the use of
water for sustainable livelihoods (this is called
“stepping up the service ladder”) (DWAF, 2003).
Municipalities (in their role as Water Services
Authorities) receive funds from the national
treasury to provide Free Basic Water (FBW). Costs
for higher levels of service are supposed to be
borne by the users.
However,
the reality is that stepping up the ladder is often
made impossible by basic investment decisions.
For example, the Alfred Nzo District
Municipality (Eastern Cape) has advanced
significantly in the implementation of FBW by paying
for all Operation and Maintenance (O&M) and
management costs of water supply in the district.
The total costs of this are affordable to the
municipality. However, the municipality limits the
supply to about 25 litres per capita per day (lcd)
for all users. The service is limited by providing
street taps and not household connections. In
addition, very small pipes are used to limit the
actual supply capacity of the infrastructure. In
other words, in Alfred Nzo people are not given the
option to step up the ladder, as that would imply a
more difficult form of management, possibly
including metering and billing of the water for
those who use more than the basic quantity. This
sometimes leads to users making unauthorised
connections, affecting sustainability of the
services and conflicts within the community.
Other
municipalities are also struggling to implement FBW.
For example, they run services that provide higher
amounts of water, but without proper metering or
billing systems in place. Users often receive
‘free water’ instead of ‘free basic water’.
This puts enormous strains on municipalities’
budgets and makes these free water services
unsustainable. In other places, communities have
stopped paying for their water services, while the
municipalities do not yet have FBW arrangements in
place. Many of these services have collapsed (see
for example, Kgalushi et al., 2003).
At the other end of the
spectrum we see rural communities that manage their
water service without any outside interference. In
Tshiungani (in Vhembe district), for example, all
users pay the same fixed amount per month to cover
the O&M costs of their systems. In return they
receive a continuous water service of above 25 lcd,
including water for cattle and other productive
uses. The community has stepped up the ladder.
However, some families consider the tariff system
unfair as everybody pays the same amount,
irrespective of their consumption. Those not engaged
in productive uses subsidise those who are not.
In conclusion, the current
policy on water and poverty has led to water
services provision characterised by varying degrees
of sustainability, equity and impacts on people’s
livelihoods. Despite the good policy intentions
there is more work to be done to reach the full
benefits. These endeavours are not unique to South
Africa, nor do these cases stand on their own, as
will be clarified in the sections below.
Water
and livelihoods
Water plays an important role
in people’s livelihoods. Chambers and Conway
(1992) refer to livelihoods as “comprising people,
their capabilities and their means of living,
including food, income and assets. A sustainable
livelihood is one which can cope with and recover
from stress and shocks, and provide for future
generations.
Capability, equity and sustainability are the
fundamental means and ends of sustainable
livelihoods”. water
plays an important role in many aspects of
people’s livelihoods. Access to adequate water
supply can enhance a wide range of assets; both
tangible and intangible (see Box 1).
Box
1: Potential livelihood impacts of improved water
supply
·
Better health – more and
better quality water contributes to reducing
disease. Healthy people are able to work and live
more productive lives.
·
Time savings – time and
effort spent collecting water can be reduced. This
time can be put to other activities.
·
Expenditure savings –
improved water supplies lead to reduced
expenditure on water provided by water vendors,
and less money is spent on the treatment of
illness.
·
Empowerment – water
projects may help to empower the powerless to
participate in community decision-making.
·
Community capacity – This
is a pre-requisite, and often an outcome. Capacity
building of local organisations will be needed to
sustain water services. If properly done, these
can also strengthen the capacity of local
organisations in areas like decision-making and
financial management.
·
Food security/ nutrition –improved
water supplies can make backyard irrigation or
keeping livestock easier. Home-based production
may be small in amount, but is often nutritious.
It may be a secure form of food in case of shocks.
·
Productivity and income –
improved water supplies can make other productive
use of water possible and generate employment and
income.
Based
on: Moriarty and Butterworth, 2003
Whereas the impact of water
supply on health has been widely accepted (Cairncross
et al., 2003), the other impacts are less well
documented and accepted, although they are just as
real. A
study in Gujarat (India) revealed that rural women
put the time saved by improved water supply to other
productive activities. In this way, each woman could
save between £10 and £77 per year (James, 2004).
In Nicaragua, rope pumps are not only used for
domestic purposes but also for backyard gardens and
other productive activities. The additional income
out of these activities is on average US$225 per
year (Alberts and van der Zee, 2004). Pérez de
Mendiguren Castresana (2004) found that poor people
in the Bushbuckridge district (South Africa)
obtained 17-33% of their average yearly income
through small-scale productive activities, in which
water was a crucial input. During the recent
droughts in Zimbabwe, small productive water points
proved to be a reliable input to small-scale food
production when the major crops failed (Robinson et
al., 2004).
However, the impact of water
on poverty is not always clear or equally
distributed. Hope et al. (2003) found that the
better-off in a village in South Africa were
actually the ones with best access to water supply
and hence in a better position to get the full
benefits of this water. Neither
is water always the most important constraint to
people’s livelihood options.
However, it is generally clear that improved
water supply has the potential to have a
positive impact on a number of aspects of people’s
livelihoods.
The
problems
Despite
the potential, few water supply systems, and the
institutions governing them, have been designed with
people’s actual livelihood needs and behaviour in
mind. Few water services really achieve their full
potential, and worse still they often lead to new
problems and conflicts. Like in Alfred Nzo district,
many systems are only designed to provide basic
amounts of water, and so deny people the opportunity
to use water for small-scale productive uses. In
other places, irrigation systems have been developed
to provide water only for crop production, yet many
people in arid areas, such as Morocco or Pakistan,
depend on the irrigation canals as their only source
of drinking water (see Jensen et al. 2001; Boelee
and Laamrani, 2004).
When
there is a mismatch between people’s water needs
and supply, sustainability, efficiency and equity of
the services frequently become threatened. If the
total amounts supplied are not sufficient, some
villagers may use more than their fair share of
water (often through unauthorised connections),
leaving others without any. In other cases, water
quality may be an issue. For example, in the village
of La Castilla (Colombia) a conflict emerged when a
new water treatment plant was constructed. Some
users argued that the treated water is expensive and
that it should not be “wasted” on irrigating
crops. Other users depended on those crops for their
livelihoods and were not so interested in good
quality water; quantity was considered more
important.
"We
can always drink coffee instead of water, but we
need water for our vegetables and cows”.
Hugo
Valdez, farmer in Colombia
Ignoring people’s actual
needs denies them the opportunity to get all
possible benefits out of the water supply; it can
also lead to the collapse of the water service
itself. The root cause for this seemingly
paradoxical behaviour, i.e. providing water supply
services that only partially meet people’s needs,
lies in the division of the water sector into a
number of discrete sub-sectors: drinking water and
sanitation, irrigation, water and environment, etc.
These sub-sectors hardly ever work together,
coordinate their actions or try to address issues
relevant to all of them in an integrated way.
Traditionally, the drinking water sector has
focussed exclusively on health benefits, and hence
hardly ever considered the productive needs of poor
people. Equally, the irrigation sector is concerned
with water only for crop production only.
Water requirements for cattle are often not
even considered by irrigation engineers. While users
do not see their water needs from a sub-sector point
of view, the reality is that institutions and
projects operate almost exclusively within their own
narrow area of interest.
A
way forward: the MUS approach
In order to start addressing
the different potential benefits of water projects,
a Multiple Use Services (MUS) approach is proposed.
The MUS approach is understood as “an
integrated way of planning and managing
institutions, resources and infrastructure to
sustainably and equitably meet people’s water
demand
for water for multiple uses to enhance their
livelihood options”.
In
practice it means that in the different phases of
the project cycle, discussions need to be held
between end users and external institutions around:
-
the
multiple livelihood strategies and activities of
people
-
their
multiple water needs and demands
-
the
multiple water resources available to them
-
the
infrastructure and institutions required to
bring those together
The MUS approach consists of
methodologies and tools to help making participatory
decisions around each of these issues.
Demand
for water in people’s livelihood strategies
The basis for the MUS
approach is the analysis of the current and future
role of water in people’s livelihood strategies
and activities. A number of agencies have developed
approaches to development based on a livelihoods
framework. The UK Department for International
Development (DFID) has been one of the first
agencies to use this framework (for more
information, see DFID and IDS, 2000). The MUS
approach builds upon this and other livelihood
frameworks by focussing on the role of water in
people’s livelihoods. For an example of a
methodology, currently being developed that tries to
work this further out is SWELL (Securing Water to
Enhance Local Livelihoods) (see AWARD, 2004).
Multiple
sources for multiple uses
Another critical issue in the
MUS approach is the recognition that people may
access and use multiple sources for their multiple
uses. Providing water for multiple uses does not
mean that all this water has to come out of a single
pipe. Improved planning may actually mean that good
quality water for domestic uses is extracted from a
borehole, while grey water may be recycled for use
in the backyard garden. This may become especially
important when water quality and quantity need to be
balanced. In the case of La Castilla, for example, a
solution might be to look at the possibility of
using rainwater or grey water for the vegetable
gardens and to use the good quality water for
domestic purposes.
Appropriate
technologies
The issue of appropriate
technologies is very much linked to the previous
point, as technology is the means by which water is
abstracted and conveyed from the source to the place
where it is used. A number of technologies have been
developed that seem especially useful in the context
of the MUS approach, as they are able to combine
relatively good quality with a minimum quantity of
water for production. These include the rope pump,
village ponds, drip irrigation kits and combined
piped systems from springs. A number of these
technologies are described in NWP (2004).
Institutional
and financial arrangements
As
with any water service, multiple use services
require their own set of institutional and financial
arrangements, at different levels. At national
level, norms, standards and regulations must be
developed in such a way that they promote and
endorse a MUS approach.
At
the district level, where the actual integrated
planning will take place, this requires coordination
and joint planning, monitoring and support between
local authorities, NGOs, CBOs and the relevant
private sector actors. At community level, internal
mechanisms need to be defined for the day-to-day
management of multiple use water services. These
include amongst others rules and regulations,
financing mechanisms, O&M arrangements etc. At
the moment specific options and methodologies for
these are still being developed.
References
-
Alberts,
J.H. and J.J. van der Zee (2004) A multi-sectoral
approach to sustainable rural water supply: the
role of the rope handpump in Nicaragua. In:
Moriarty, P., Butterworth, J. and B. van Koppen
(2004) Beyond Domestic: Case studies on poverty
and productive uses of water at the household
level. IRC, NRI, IWMI, the Netherlands.
Preprints available at: www.irc.nl/page/6129
-
Boelee,
E. and H. Laamrani (2004) Multiple use of
irrigation water in North-eastern Morocco. In:
Moriarty, P., Butterworth, J. and B. van Koppen
(2004) Beyond Domestic: Case studies on poverty
and productive uses of water at the household
level. IRC, NRI, IWMI, the Netherlands.
Preprints available at:www.irc.nl/page/6129
-
Chambers,
R. and Conway, G. (1992) Sustainable Rural
Livelihoods: Practical Concepts for the 21st
Century, IDS Discussion Paper, no. 296,
Institute of Development Studies, UK www.livelihoods.org/SLdefn.html
-
Hope,
R.A., Dixon, P.J. and G. von Maltitz (2003) The
role of improved domestic water supply in
livelihoods and poverty reduction in Limpopo
province, South Africa. In: Butterworth, J.,
Moriarty, P., and van Koppen, B. (Eds) Water,
poverty and the productive uses of water at the
household level: practical experiences, new
research and policy implications from innovative
approaches to the provision and use of household
water supplies. Proceedings of an international
symposium held in Johannesburg, South Africa,
21-23 January 2003. Delft, The Netherlands, IRC.
Preprints available at: www.irc.nl/page/6129
-
James,
A.J. (2004) Linking water supply and rural
enterprise: issues and illustrations from India.
In: Moriarty, P., Butterworth, J. and B. van
Koppen (2004) Beyond Domestic: Case studies on
poverty and productive uses of water at the
household level. IRC, NRI, IWMI, the
Netherlands. Preprints available at:
-
www.irc.nl/page/6129
-
Jensen
P.K., Matsuno Y., van der Hoek W., Cairncross S.
2001 Limitations of irrigation water quality
guidelines from a multiple use perspective. Irrigation
and Drainage Systems 15 (2): 117-128.
-
Kgalushi,
R., Smits, S. and K. Eales (2003) People living
with HIV/AIDS in a context of rural poverty: the
importance of water and sanitation services and
hygiene education; A case study from Bolobedu (Limpopo
Province, South Africa). Mvula Trust, KIT and
IRC International Water and Sanitation Centre,
Delft, the Netherlands
-
Moriarty,
P. and Butterworth, J. (2003) The productive use
of domestic water supplies: how water supplies
can play a wider role in livelihood improvement
and poverty reduction. IRC Thematic Overview
Paper, Delft, Netherlands Available at www.irc.nl/page.php/256
-
Pérez
de Mendiguren Castresana, J.C. (2004) Productive
uses of water at the household level: evidence
from Bushbuckridge, South Africa. In: Moriarty,
P., Butterworth, J. and B. van Koppen (2004)
Beyond Domestic: Case studies on poverty and
productive uses of water at the household level.
IRC, NRI, IWMI, the Netherlands. Preprints
available at: www.irc.nl/page/6129
-
Robinson,
P., Matthew, B. and D. Proudfoot (2004)
Productive water strategies for poverty
reduction in Zimbabwe. In: Moriarty, P.,
Butterworth, J. and B. van Koppen (2004) Beyond
Domestic: Case studies on poverty and productive
uses of water at the household level. IRC, NRI,
IWMI, the Netherlands. Preprints available at:
-
www.irc.nl/page/6129
Demand is understood
neither as absolute economic demand nor as a
vague ‘wish’.
Rather it implies a requirement for water
based on a realistic understanding by the users
of the likely costs and benefits associated with
it.
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