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Health Impacts of Improved Household
Sanitation
Author:
Beth Scott, November 2006
Quality
Assurance: Sandy Cairncross
and Andrew Cotton
Abstract
The health
benefits of improved household sanitation are broad
in scope, ranging from reductions in diarrhoea,
helminth infections and trachoma through reduced
risk of accidents and/or sexual harassment, to
enhanced psycho-social well-being afforded via such
factors as improved dignity and social standing.
Despite methodological issues in quantifying the
health benefits of improved sanitation, there is no
doubt it can have significant impact on household
health. The provision and consistent use of
sanitation isolates contaminated faeces from the
environment breaking down the faecal-oral
transmission of disease. The evidence for the
protective effect of sanitation against diarrhoea is
greatest, with latrines potentially reducing the
diarrhoea disease by an average of 36%.
Introduction
In this fact sheet, sanitation refers to the safe
disposal of human excreta. Sanitation affords many
health benefits, both in the narrow sense of disease
avoidance and in the wider sense of enhanced
psychological and physical well-being. Yet globally
2.6 billion people still lack access to improved
sanitation. In Africa sanitation coverage rates lie
at just 36%.
This fact sheet gives a brief overview of the
disease categories associated with sanitation.
Followed by an exploration of the varying factors
affecting the potential health impact of sanitation,
a review of the difficulties of ascertaining precise
health impacts, a summary of the current evidence
for the disease-preventive effect of improved
sanitation and a discussion of the wider health
benefits. Finally interactions between sanitation,
hygiene and water supply are discussed.
Diseases Associated with Lack of Sanitation (Hunt,
2001)
Faecal-oral diseases
represent the largest health burden associated with
a lack of improved sanitation, diarrhoea being the
most burdensome of these and accounting for over
1.6million child deaths each year. Their major
transmission routes are shown in Figure 1.
The major soil-transmitted helminths showing
association with poor access to improved sanitation
are hookworm, roundworm and whipworm, all of which
are transmitted when eggs are passed in human faeces
which is then left in the environment.
Beef and pork tapeworms
infect humans when infected and inadequately cooked
animal meat is eaten. Humans can then contribute to
the continued life cycle by defecating in such a
manner that the eggs in their faeces are eaten by
the original animal hosts.
Water-based helminths
have aquatic intermediate hosts, for example snails,
and are responsible for diseases such as schistosomiasis/bilharzias.
Humans can become infected through contact with
water carrying schistosome larvae and contribute to
the transmission cycle when the excreta or urine of
infected persons contaminates water bodies
containing the aquatic snail hosts.
Excreta-related insect vectors
include mosquitoes, flies and cockroaches which
breed in sites contaminated with human faeces.
Sanitation-related diseases in this category include
trachoma, transmitted in part via Musca sorbens
flies which breed in scattered human faeces, and
filariasis which is spread via Culex
mosquitoes which breed in septic tanks and flooded
latrines.
Most evidence exists for the
impact of sanitation on diarrhoeal diseases, though
there is also evidence for the protective effect
against hookworm, roundworm and whipworm, and a
growing body of evidence for prevention of trachoma
transmission via reductions in fly populations.

Figure 1: The
F-Diagram (after Wagner & Laniox 1958 in Hunt
2001) illustrating the major transmission pathways
of faecal-oral diseases. Sanitation breaks
transmission by preventing the contamination of
'fluids' and 'fields' and via removal of breeding
grounds for flies.
Determinants of the Health-impacts of Improved
Sanitation
Sanitation has a marked impact on the transmission
of faecal-oral diseases through prevention of the
contamination of the environment and water-sources,
and the removal of breeding grounds for certain
insect vectors such as Musca sorbens.
While it is clear that sanitation breaks the
transmission cycle of many diseases, a number of
factors influence the degree to which disease
protection is afforded. These factors include the
sanitation domain (public versus private provision
and impact), the sanitation technology, use and
maintenance patterns, urban/rural context and
seasonality.
Sanitation Technology:“
The greatest determinants of the efficacy of
alternative facilities are, first, whether they are
used by everyone all the time, and second, whether
they are adequately maintained…”Pit latrines would,
from the viewpoint of health rather than
convenience, approximate the same rating as a
water-based sewerage system” (Feachem et al, 1983
cited in Cairncross & Valdmanis 2006)
Over the years there has been much debate regarding
what constitutes either safe or improved
sanitation. Much of this debate has focussed
around evaluations of the available sanitation
technologies. While this debate continues, the
Global Water Supply and Sanitation Assessment 2000
defined the following systems as improved:
· Latrines
with open pits and service/bucket latrines have been
defined as unimproved, the former due to
their failure to isolate faeces from the
environment, and the latter due to potential
health-risks associated with manual emptying.
Use & Maintenance Patterns:
The most
important determinants of the health benefits of
latrines/toilets are whether they are a) used
consistently by everyone and b) adequately cleaned
and maintained. A combination of these two factors
will ensure that faeces are kept out of the
environment and further human contact.
While latrine usage patterns have been inadequately
studied, anecdotal evidence suggests that in many
cases latrines may be used during the day, whilst at
night many people practice open defecation; the
privacy the latrine superstructure provides during
the day is less important in the dark.
Latrines may also be restricted to adult use
as children (whose stools are more infective) can
find them frightening.
Even when used, sanitation facilities may be used
incorrectly or be inadequately maintained and thus,
continue to pose a health risk. If faeces are
on the latrine floor poor
maintenance increases health risks
and discourages continued use.
Maintenance remains an issue for all
sanitation technologies, both "improved" and
"unimproved". Sewerage systems and septic
tanks can leak, pipes can block and overflow, pits
collapse, groundwater become contaminated, and
emptying services fail.
Sanitation Domain:
While there are situations where public latrines do
provide an adequate and accessible sanitation
service to communities, overall such public
facilities are not regarded as providing ‘improved’
or adequate sanitation. They frequently become
fouled through lack of adequate maintenance thereby
creating health risks and deterring use. They are
often inaccessible at night leading to open
defecation, they may be far from certain users and
particularly difficult for children, elderly and
disabled people to use. In some contexts (e.g. urban
Ghana) there can be long queues in the morning and
evenings, further dissuading use .
Rural/Urban Context:
It
is intuitively likely that improved sanitation has a
greater health impact in urban areas where
population densities are higher, open defecation
more indiscriminate and the possibilities of faecal
cross-contamination more numerous, than the health
impact in low density rural areas. However, few
studies have investigated the differential impact of
improved sanitation in urban versus rural areas and
the little evidence that is available suggests
minimal difference in disease prevalence between
the two contexts.
Seasonality:
Seasonality has general impacts on the transmission
of diarrhoeal diseases. For example, viral agents
are more prevalent in winter and bacteria in the
summer. The season can also have impacts on the
sanitation facilities themselves with heavy rains
causing pit latrines and sewerage systems to flood
and become inoperable and possibly contaminate the
environment.
Evaluating the Evidence for the Role of Sanitation
in Disease Prevention
An
intervention study is the only method that
could with any certainty show the health
impact due to latrine use rather than other factors
such as the hygiene habits of a household. A
latrine use intervention study has never been
undertaken and the best evidence for the impact of
sanitation to date is from observational studies. Esrey
et al (1991) reviewed all the available evidence and
concluded that latrine ownership could reduce:
-
Diarrhoea incidence by 37%
-
Ascaris prevalence by 28% (range 0 to 83%)
-
Hookworm prevalence by 4% (range 0 to 100%)
A
further review (Fewtrell et al 2005) investigated
the impacts of sanitation, hygiene and water supply
interventions. Only 2 studies on diarrhoea and
sanitation were deemed rigorous enough for inclusion
in the review, but these mirror the reduction found
by Esrey et al, suggesting a pooled relative risk of
0.68 (0.57 – 0.87), indicating that latrine
ownership could reduce diarrhoea incidence by 32%.
In
recent years the evidence for the positive impact of
sanitation provision on trachoma has also been
growing, with a recent cluster-randomised trial
finding that latrine provision was associated with a
30% reduction in trachoma prevalence (Emerson
et al 2004). Such impact is brought about via the
isolation of faeces from the environment, as the
Musca sorbens fly vector for the disease breeds
preferentially in scattered human faeces.
The
problem with observational studies is that they
explore the health impact of sanitation by comparing
those who currently use a latrine with those who do
not. However, those with latrines can also differ
in a number of other important ways. Latrine owners
tend to be wealthier, better educated, have good
access to water supplies and evidence suggests that
that they also have better hygiene practice (Hoque
et al 1995). With so many confounding factors, it is
very difficult to separate the independent effects
of the existence a latrine on health status.
Sanitation and Psychological Well-being - The Wider
Health Gains
The
WHO define health to be:
‘Physical, mental and social well-being, not merely
the absence of disease or infirmity’
The
health benefits of improved sanitation extend beyond
reductions in the burden of infectious disease and
into good health via the provision of psycho-social
well-being.
When exploring the benefits of sanitation within
communities and household members, disease
prevention is one of the less commonly cited
benefits with privacy, improved dignity and status,
women’s security, children’s safety and comfort
being cited more frequently. In the most rigorous
study of consumer-perceived benefits of
household sanitation, carried out in Benin, the
biggest benefits of sanitation were seen as:
avoiding the discomforts of the bush; gaining
prestige from visitors; and avoiding dangers at
night (see Box 3). Night-time dangers are a
particular concern for women who may risk sexual
harassment on their journey to or from their
defecation site. Similar concerns have been
reported anecdotally in a range of other
geographical settings.
|
Benefits of latrine ownership as perceived
by 320 households in rural Benin (Jenkins,
1999) |
|
Benefit |
Av. Importance Rating (1-4) |
|
Avoid discomforts of the bush
Gain prestige from visitors
Avoid dangers at night
Avoid snakes
Reduce flies in compound
Avoid risk of smelling or seeing faeces in
bush
Protect my faeces from my enemies
Have more privacy to defecate
Keep my house properly clean
Feel safer
Save time
Make my house more comfortable
Reduce my family's healthcare expenses
Leave a legacy for my children
Have more privacy for household affairs
Make my life more modern
Feel royal
Make it easier to defecate because of age or
illness
For health (spontaneous mention)
Be able to increase my tenants' rent |
3.98
3.96
3.86
3.85
3.81
3.78
3.71
3.67
3.59
3.56
3.53
3.50
3.32
3.16
3.00
2.97
2.75
2.62
1.27
1.17 |
Interactions between Water Supply, Hygiene and
Sanitation
While both Esrey et al (1991) and Fewtrell et al (2005) found
that the effects of water supply, sanitation and
hygiene promotion interventions on diarrhoea were
not additive, logic and understanding of the
F-Diagram and the major transmission routes for
faecal-oral diseases would suggest that each should
have an independent effect on the transmission and
prevalence of this disease classification, including
diarrhoeal infections. Reasons for Esrey et al and
Fewtrell et al failing to find an additive effect of
multiple interventions may relate to programme
implementation and the difficulties involved in
attempting to implement multiple project components
at the same time. Indeed, experience suggests that
single focussed messages are most likely to yield a
desired impact on behaviour and that a household’s
motivations for investing in water supply or
sanitation facilities tend to be very different.
Thus, at the current time, despite a lack of
evidence, it is suggested that programmers work on
the assumption that the effects of water and
sanitation interventions are independent, while
hygiene promotion be viewed as a necessary component
of either to ensure correct, consistent and
sustained use and maintenance.
Selected Key References
-
Hunt, C (2001) How Safe is Safe? A Concise
Review of the Health Impacts of Water Supply,
Sanitation and Hygiene. A WELL Study
produced under Task 509.
www.lboro.ac.uk/WELL
-
Cairncross S & Valdmanis V (2006) Water Supply,
Sanitation and Hygiene Promotion. Ch.41 in
Jamison et al (Eds.) Disease Control
Priorities in Developing Countries. OUP &
WB. Available at:
www.dcp2.org/pubs/DCP
-
WHO/UNICEF (2000) Global Water Supply and
Sanitation Assessment. Available at:
http://www.who.int/docstore/water_sanitation_health/Globassessment/GlobalTOC.htm
-
Esrey SA, Potash JB, Roberts L & Shiff C(1991)
Effects of Improved Water Supply and Sanitation
on Ascariasis, Diarrhea, Dracunculiasis,
Hookworm Infection, Schistosomiasis and
Trachoma. In Bulletin of the World Health
Organisation v69(5): 609-21
-
Fewtrell
L, Kaufmann RB, Kay D, Ananoria W, Haller L &
Colford JM Jr (2005) Water, Sanitation, and
Hygiene Interventions to Reduce Diarrhoea in
Less Developed Countries: A Systematic Review
and Meta-Analysis. In Lancet Infectious
Diseases v5(1): 42-52
-
Emerson PM, Lindsay SW, Alexander N, Bah M,
Dibba SM, Faal HB, Lowe KO, McAdam KP, Ratcliffe
AA, Walraven GE & Bailey RL (2004) Role of Flies
and Provision of Latrines in Trachoma Control:
Cluster-Randomised Controlled Trial. In
Lancet v363(9415): 1093-98
-
Jenkins MW (1999) Sanitation Promotion in
Developing Countries: Why the Latrines of Benin
are Few and Far Between. PhD dissertation.
Dept of Civil and Environmental Engineering, UC
Davis, CA. Available at:
http://cee.engr.ucdavis.edu/faculty/lund/students/JenkinsDissertation.pdf
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