|
Table 1. Key elements found in most
roadmaps |
|
Elements |
Observations |
| A vision |
|
|
A taskforce |
|
|
Comprehensive
situation analysis |
-
Establishes
a baseline for planning and action and
national water sector profile
-
To better understand sector programmes,
institutional structure and capacities
|
|
Multi-stakeholder consultation |
- To obtain political commitment
- To seek stakeholder agreement /
commitment at different levels
|
| Shared
objectives |
- Establishes critical objectives with
smart indicators for monitoring
|
|
Comprehensive plan |
- Strategies, methodologies and
activities for reaching objectives
|
|
Financial model |
- A crucial aspect requiring a medium
term investment plan
|
|
Communication strategy |
- Important for goal sharing and
related action. Helps the roadmap to be
a living document
|
|
Monitoring system |
- Procedures and indicators need
development
|
Although there
is limited information on the process of roadmap
development, the above elements are found to be key.
A roadmap stresses the need for stakeholder
consultation and ownership, so the process of its
development becomes as or even more important than
the roadmap itself. Advocacy is the first step to
creating interest amongst stakeholder Groups.
Arranging their active participation is often
complex, as well as creating shared understanding of
problems and solutions and agreement on actions
required.
Sector Roadmaps
Sector roadmaps
to achieve the MDGs are relatively new. Yet more
general roadmaps, such as those described below, are
not new for the sector and can provide valuable
lessons for the growing number of sector road
mapping efforts that are underway,.
Roadmap to guide PSP-based reform in the sector
This World Bank guided roadmap was the product of a
'decision makers' workshop in 2002. Its
objectives are to:
-
develop a shared vision of conditions for
sustainable and socially responsive Private
Sector Participation (PSP) - WSS services in
Africa;
-
offer easy access to good practice and guiding
principles;
-
provide practical guidance in planning,
implementation and sustaining PSP-based reforms;
and
-
facilitate coordinated action by donors.
Six stages are distinguished in the development
process of the roadmap:
| 1.
Develop guiding principles |
4. Establish a
sector reform task force |
| 2. Make
a strategic assessment |
5. Develop a
financial model |
| 3.
Create political commitment |
6. Ensure
communication & consensus |
The roadmap is
presented in three information 'layers' relating to
the main target groups:
-
policy
makers and generalists: milestones and guiding
principles;
-
planners and
sector managers: critical issues and success
factors; and
-
practitioners and specialists: cases, models,
good practices and tools.
This approach
helps to structure discussions and involves
different stakeholders in the development of the
roadmap at different times and particularly in
relation to issues that are of most concern to them,
thus making the process more efficient and
interesting. The document states that the roadmap is
seen as a living document that will capture and
synthesize emerging experiences and will be enriched
over time with innovations and new insights.
In practice, this has not happened and the World
Bank seems to be placing less emphasis on PSP
according to their recent statements in the World
Water Forum in Mexico.
The Global WASH Forum Roadmap
The Roadmap from Dakar towards
achieving the MDGs on Sanitation and Water came
out of the 2004 Global WASH Forum. Its vision
is that the sanitation MDG can be reached through
collaboration of all stakeholders in the sector. The
23 critical signposts cover political will, enabling
framework policies and strategies, finance,
coalitions and partnerships, Local Government and
external support. These can be used by politicians,
professionals, civil society and others for
analysis, planning and monitoring of progress
towards the targets. Responsibility and
accountability is required by all, and particularly
those at country level.
One of the
signposts is towards a national MDG-based WSS
roadmap. Where this does not exist, the Water Supply
and Sanitation Collaborative Council (WSSCC)
suggested good practice includes:
-
MDG-based
roadmaps at local and national levels for which
they provide guidance;
-
country-owned processes based on stakeholder
consultation;
-
linking with
country-wide planning and budgeting systems; and
-
recognition
of the right to water and sanitation.
Box
1.
Sukthankar Committee Roadmap
The
Government of Maharashtra established a roadmap
committee for improved provision of water and
sewerage in rural and urban areas. Its
Terms of Reference broadly included:
-
an in-depth study of current
operation and maintenance of water supply
schemes;
-
how to improve groundwater resource
management;
-
how to improve performance of
existing assets;
-
institutional and tariff
restructuring;
-
suggestions for private sector
participants; and
-
how to create a competitive
environment.
http://www.serd.ait.ac.th/mp/Ul_5.pdf
National
WASH Sector Roadmaps
Senegal’s
national sector roadmap - the Millennium Water and
Sanitation program PEPAM 2015 – is based on a
comprehensive sector review. It indicates that the
state will set up a unified intervention framework
with a set of common rules for all actors, a tool
for coordination, synergy, and experience sharing.
The development and consultation process for this is
useful for other countries involved in roadmap
development.
Current roadmaps
are different from the comprehensive plans made
during the Water Decade 1980-90 as they place more
emphasis on national ownership, stakeholder
dialogue, linkages with broader strategies,
monitoring and their being living documents.
Box 2. Country action in the Water Decade, UN
Chronicle, Jan 1985
The starting
point towards achieving Decade goals is for each
country to establish targets, plans and
programmes which match, as far as possible, the
global goal of providing safe water supply and
appropriate sanitation for all. By the end of
1983, 90 countries had Decade plans approved or
in preparation. Several of these included
institutional reforms and better coordination in
planning and management. In some cases this
included special government units to deal with
WSS problems, decentralizing authority to
regional and local levels, and training to meet
the human resource requirements. Also better
coordination of donor activities was envisaged
with UNDP Resident Representatives serving as
focal points for activities within each country.
Adapted from:
http://www.highbeam.com/library/docfree.asp?OCID=1G1:3752735&ctrlinfo=Round18%3AMode18c%3ADocG%3AResult&ao
The WSSCC is an
advocate of national sector roadmaps which they
define as planning frameworks to align and
accelerate existing country plans towards the
MDGs. They are long term, country-owned, phased
plans based on consultation. They are not Master
Plans, an easy way to get donor funds, or an imposed
bureaucratic process unrelated to ongoing sector
programmes.
EU Water Initiative (EUWI) and WSP-AF Sector
Roadmaps
The Africa Working Group on WSS of the EUWI was
established under the Africa EU Strategic
Partnership on Water Affairs and Sanitation to focus
on country and regional activities related to WSS
MDGs. The working group collaborates closely with
the technical advisory committee of the African
Ministers’ Council on Water (AMCOW). In 2005 the
Africa Working Group and the WSP-Africa signed an
agreement to support the achievement of the WSS MDGs
in Africa and to chart the way forward through
multi-stakeholder consultation to seek broad
agreement on national sector roadmaps. AMCOW
selected 10 countries for this ‘country dialogue’
process: Ethiopia, Ghana, Mozambique, Rwanda,
Mauretania, Central African Republic (C.A.R.), Cape
Verde, Congo-Brazzaville, Egypt and Zambia.
WSP-Africa in
partnership with its fi nancial partners, the EUWI,
World Bank and the African Development Bank (AfDB)
is assisting roadmap development and implementation.
Their achievement requires political commitment,
government leadership and increased support by
external agencies. The forthcoming first African MDG
Country Assessment Report will collate the status of
roadmap implementation.
Little
information is available on roadmap development
processes to guide others. Box 3 provides some
insight into this, stressing the need for a good
initial baseline overview. Scenario analysis may
also help to explore different available options.
Box 3. Mozambique water sector roadmap
The Country Dialogue process began in 2005, with
support from the Dutch government and WSP. A
small team has collected information and held
stakeholder discussions. The process includes a
scenario analysis, with a draft roadmap
submitted for external consultation. A
strong capacity building component is called
for, to cope with an increase in sector
investment in the course of 2006.
ADB-Supported Water Roadmaps
The Asian Development Bank (ADB) has supported
roadmap development for the water sector since 2001
in Cambodia, Pakistan, and Vietnam as part of their
Country Strategy and Program Development process.
These roadmaps do not refer to the MDGs, but are, in
fact, more comprehensive than national WSS roadmaps,
with more emphasis on Integrated Water Resources
Management (IWRM). The roadmaps have plans up to
2010, showing actual progress over the last five
years. They do not provide different financing
scenarios, but consist of a series of projects
funded by different donors.
A distinction is
made between:
-
sector
outcome (see examples below);
-
sector
outputs;
-
sector
issues and constraints; and
-
actions,
milestones and investments.
|
Sector outcome |
Issues |
| National
water reforms |
Effective
national water policy
Effective water sector lead institution
Effective water
action agenda |
| Water
resources management |
Total annual withdrawal as share of water
resources
Capacity to collect and manage data
River basin perspective
Devolution of IWRM
Adversely affected water quality
Water quality management practice
Adversely affected coastal zone
Economic losses from flood / drought
Loss of life from flood / drought |
| Water
service delivery |
Incidence of diarrhoea in under fives
Urban access to safe water
Urban access to adequate sanitation
UWSS non-revenue water
Urban effluent treated
Cost recovery for urban water supply
Private sector participation
Effective regulatory systems
Rural access to safe water
Rural access to adequate sanitation
Self-sustaining rural water supply
Irrigation efficiency
Rice/wheat yield per volume of water
Cost recovery for irrigation system
User participation in irrigation |
From an ABD
perspective, the roadmap is a living document - part
of a five year cycle. From a country
perspective, this is too long to direct progress.
Monitoring and updating through national authorities
is not well established, making the roadmap in this
case less of a living document.
Conclusions and Emerging Issues
Overall,
roadmaps are receiving increasing support from
donors and national governments. However, their
development is not well documented and there is
little guidance on effective stakeholder involvement
in the process. The following sections point to good
practice in any planning approach.
Roadmaps
need to be country-owned
-
A
country-owned WASH Roadmap process would:
support country achievement of WASH MDGs; be
based on a good sector review and a well
designed participatory process; lead to an
internally-owned plan; aid implementation
including better learning, allocation of support
and monitoring.
-
Commitment by country leaders is
essential to create support in their own
institutions and in civil society.
-
National ownership is important,
legitimized by civil society involvement.
Roadmaps should be in the public domain and
easily accessible.
-
Roadmaps require discussion at
regional level for accurate data and budget
allocations. This is complex due to the lack of
good planning instruments at this level and late
disbursements from national to local governments
making planning difficult.